Pruitt Joseph Scott's Form 4 filing
Phillips 66 (PSX) · filed Dec 20, 2023
- Accession no.
- 0001534701-23-000172
- Filed
- Dec 20, 2023
- Trade date
- Dec 18-19, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $332.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pruitt Joseph ScottCIK 0001876439 | Officer (Vice President and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2023 | Common Stock | MOption exerciseAcquired | +1,500 | $74.70 | +$112,050 | 8,093 | Direct | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −1,500 | $132.52 | −$198,780 | 6,593 | Direct | |
| Dec 19, 2023 | Common Stock | MOption exerciseAcquired | +1,000 | $74.70 | +$74,700 | 7,593 | Direct | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −1,000 | $133.23 | −$133,230 | 6,593 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2023 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 4,500 | Direct | |
| Dec 19, 2023 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 3,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.