Mitchell Kevin J's Form 4 filing
Phillips 66PSX · filed Sep 11, 2023
- Accession no.
- 0001534701-23-000137
- Filed
- Sep 11, 2023
- Trade date
- Sep 8, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.73M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mitchell Kevin JCIK 0001663211 | Officer (Exec. VP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | Common Stock | MOption exerciseAcquired | +30,800 | $78.62 | +$2,421,496 | 134,603 | Direct | |
| Sep 8, 2023 | Common Stock | SSaleDisposed | −30,800 | $120.97F2 | −$3,725,876 | 103,803 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | Common Stock | MOption exerciseDisposed | −30,800 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120 to $121.895. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.