Roberts Timothy D.'s Form 4 filing
Phillips 66 (PSX) · filed Aug 15, 2023
- Accession no.
- 0001534701-23-000131
- Filed
- Aug 15, 2023
- Trade date
- Aug 11, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $14.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts Timothy D.CIK 0001522542 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +25,900 | $94.85 | +$2,456,615 | 80,158 | Direct | |
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +31,500 | $94.97 | +$2,991,555 | 111,658 | Direct | |
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +48,500 | $89.57 | +$4,344,145 | 160,158 | Direct | |
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +44,733 | $74.70 | +$3,341,555.1 | 204,891 | Direct | |
| Aug 11, 2023 | Common Stock | SSaleDisposed | −127,578 | $116.68 | −$14,885,801.04 | 77,313 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +25,900 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +31,500 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +48,500 | $0.00 | $0 | 0 | Direct | |
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +44,733 | $0.00 | $0 | 22,367 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.