Pruitt Joseph Scott's Form 4/A amendment
AmendedPhillips 66 (PSX) · filed Nov 17, 2022
- Accession no.
- 0001534701-22-000196
- Filed
- Nov 17, 2022
- Trade date
- Nov 11-15, 2022
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 15, 2022
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $468.4K. It was filed 6 days after the trade.
This amendment replaces 0001534701-22-000194 (filed Nov 15, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pruitt Joseph ScottCIK 0001876439 | Officer (Vice President and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $74.70 | +$224,100 | 18,302 | Direct | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −3,000 | $111.86 | −$335,580 | 15,302 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +1,200 | $78.48 | +$94,176 | 16,502 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −1,200 | $110.68 | −$132,816 | 15,302 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 6,000 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −1,200 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.