Pruitt Joseph Scott's Form 4/A amendment
AmendedPhillips 66PSX · filed Nov 17, 2022
- Accession no.
- 0001534701-22-000196
- Filed
- Nov 17, 2022
- Trade date
- Nov 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 15, 2022
This filing lists 2 non-derivative transactions. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $468.4K. It was filed 2 days after the trade.
This amendment restates part of 0001534701-22-000194 (filed Nov 15, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pruitt Joseph ScottCIK 0001876439 | Officer (Vice President and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +1,200 | $78.48 | +$94,176 | 16,502 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −1,200 | $110.68 | −$132,816 | 15,302 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001534701-22-000194 (filed Nov 15, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | MOption exerciseAcquired | +3,000 | $74.70 | +$224,100 | 18,302 | Direct | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −3,000 | $111.86 | −$335,580 | 15,302 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 6,000 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −1,200 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This represents a correction to the total number of shares of common stock acquired by the reporting person in connection with an exercise of stock options on November 15, 2022.
- F2
Includes 14,429 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
- F3
This represents a correction to the total number of shares of common stock that were disposed of by the reporting person.