Roberts Timothy D.'s Form 4 filing
Phillips 66PSX · filed Jun 9, 2022
- Accession no.
- 0001534701-22-000119
- Filed
- Jun 9, 2022
- Trade date
- Jun 8, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.51M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts Timothy D.CIK 0001522542 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +30,700 | $78.48 | +$2,409,336 | 78,901 | Direct | |
| Jun 8, 2022 | Common Stock | SSaleDisposed | −30,700 | $110.22F3 | −$3,383,754 | 48,201 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseAcquired | +28,400 | $85.97 | +$2,441,548 | 76,601 | Direct | |
| Jun 8, 2022 | Common Stock | SSaleDisposed | −28,400 | $110.20F4 | −$3,129,680 | 48,201 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −30,700 | $0.00 | $0 | 0 | Direct | |
| Jun 8, 2022 | Common Stock | MOption exerciseDisposed | −28,400 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.79. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.79. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.