Herman Robert A's Form 4 filing
Phillips 66 (PSX) · filed Jun 1, 2022
- Accession no.
- 0001534701-22-000109
- Filed
- Jun 1, 2022
- Trade date
- May 31, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.85M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herman Robert ACIK 0001610150 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | MOption exerciseAcquired | +12,300 | $62.17 | +$764,691 | 76,406 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseAcquired | +11,400 | $72.26 | +$823,764 | 87,806 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseAcquired | +23,500 | $74.14 | +$1,742,290 | 111,306 | Direct | |
| May 31, 2022 | Common Stock | SSaleDisposed | −47,200 | $102.82 | −$4,853,104 | 64,106 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2022 | Common Stock | MOption exerciseDisposed | −12,300 | $0.00 | $0 | 0 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseDisposed | −11,400 | $0.00 | $0 | 0 | Direct | |
| May 31, 2022 | Common Stock | MOption exerciseDisposed | −23,500 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.