Garland Greg C.'s Form 4 filing
Phillips 66 (PSX) · filed Feb 9, 2022
- Accession no.
- 0001534701-22-000057
- Filed
- Feb 9, 2022
- Trade date
- Feb 7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garland Greg C.CIK 0001503107 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2022 | Common Stock | FTax withholdingDisposed | −11,780 | $88.70F2 | −$1,044,886 | 610,989 | Direct | |
| Feb 7, 2022 | Common Stock | MOption exerciseAcquired | +126,300 | $72.26 | +$9,126,438 | 737,289 | Direct | |
| Feb 7, 2022 | Common Stock | SSaleDisposed | −126,300 | $88.47F4 | −$11,173,761 | 610,989 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2022 | Common Stock | MOption exerciseDisposed | −126,300 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reflected above is the average of the high and the low price of the Company's stock on February 4, 2022.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.99 to $88.97. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.