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Grote Robert E's Form 4/A amendment

Amended

Post Holdings, Inc. (POST) · filed Nov 23, 2022

Accession no.
0001530950-22-000405
Filed
Nov 23, 2022
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Nov 22, 2022

This filing lists no transactions. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $184.7K.

This amendment restates part of 0001530950-22-000402 (filed Nov 22, 2022). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Grote Robert ECIK 0001540005Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001530950-22-000402 (filed Nov 22, 2022).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001530950-22-000402
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 21, 2022Common StockMOption exerciseAcquired+7,414$25.56+$189,501.8416,401Direct
Nov 21, 2022Common StockFTax withholdingDisposed−2,050$92.47−$189,563.514,351Direct
Nov 21, 2022Common StockSSaleDisposed−2,000$92.33F1−$184,66012,351Direct

Derivative securities (Table II)

Derivative transactions carried over from 0001530950-22-000402
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 21, 2022Common StockMOption exerciseDisposed−7,414$25.56−$189,501.840Direct

Footnotes on the original

The footnotes that the prices of these transactions refer to on the original filing.

F1

The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.29 to $92.34 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

This amendment has no footnotes.

Remarks

This Form 4/A is being filed to report the Reporting Person's indirect holding which was inadvertently not included in his Form 4 filed on November 22, 2022.

Read the full filing on SEC EDGAR (opens in a new tab)