Idol John D's Form 4 filing
Capri Holdings Ltd (CPRI) · filed Feb 15, 2022
- Accession no.
- 0001530721-22-000016
- Filed
- Feb 15, 2022
- Trade date
- Feb 10-11, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.27M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Idol John DCIK 0001040543 | Director, Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Ordinary shares, no par value | MOption exerciseAcquired | +72,397 | $47.10 | +$3,409,898.7 | 1,005,665 | Direct | |
| Feb 10, 2022 | Ordinary shares, no par value | SSaleDisposed | −65,121 | $70.29F3 | −$4,577,355.09 | 940,544 | Direct | |
| Feb 10, 2022 | Ordinary shares, no par value | SSaleDisposed | −6,403 | $71.19F4 | −$455,829.57 | 934,141 | Direct | |
| Feb 10, 2022 | Ordinary shares, no par value | SSaleDisposed | −873 | $72.01F5 | −$62,864.73 | 933,268 | Direct | |
| Feb 11, 2022 | Ordinary shares, no par value | MOption exerciseAcquired | +31,404 | $47.10 | +$1,479,128.4 | 964,672 | Direct | |
| Feb 11, 2022 | Ordinary shares, no par value | SSaleDisposed | −31,404 | $69.25F6 | −$2,174,727 | 933,268 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Ordinary shares, no par value | MOption exerciseDisposed | −72,397 | $47.10 | −$3,409,898.7 | 35,207 | Direct | |
| Feb 11, 2022 | Ordinary shares, no par value | MOption exerciseDisposed | −31,404 | $47.10 | −$1,479,128.4 | 3,803 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $70.00 to $70.99. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $71.00 to $71.44. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $72.00 to $72.03. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $69.00 to $69.71. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.