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Linebarger Douglas A.'s Form 4 filing

Alkami Technology, Inc. (ALKT) · filed Nov 13, 2024

Accession no.
0001529274-24-000219
Filed
Nov 13, 2024
Trade date
Nov 8-12, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $302.6K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Linebarger Douglas A.CIK 0001852925Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 8, 2024Common StockMOption exerciseAcquired+502$15.46+$7,760.92249,087Direct
Nov 8, 2024Common StockSSaleDisposed−502$38.00−$19,076248,585Direct
Nov 11, 2024Common StockMOption exerciseAcquired+2,219$15.46+$34,305.74250,804Direct
Nov 11, 2024Common StockSSaleDisposed−2,219$38.01F1−$84,344.19248,585Direct
Nov 12, 2024Common StockMOption exerciseAcquired+5,239$15.46+$80,994.94253,824Direct
Nov 12, 2024Common StockSSaleDisposed−5,239$38.02F2−$199,186.78248,585Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 8, 2024Common StockMOption exerciseDisposed−502$15.46−$7,760.9267,098Direct
Nov 11, 2024Common StockMOption exerciseDisposed−2,219$15.46−$34,305.7464,879Direct
Nov 12, 2024Common StockMOption exerciseDisposed−5,239$15.46−$80,994.9459,640Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $38.00 to $38.055. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $38.00 to $38.320. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)