Hill W Bryan's Form 4 filing
Alkami Technology, Inc. (ALKT) · filed Dec 1, 2021
- Accession no.
- 0001529274-21-000106
- Filed
- Dec 1, 2021
- Trade date
- Nov 29-30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $501.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hill W BryanCIK 0001232293 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +6,465 | $2.34 | +$15,128.1 | 26,465 | Direct | |
| Nov 29, 2021 | Common Stock | SSaleDisposed | −6,465 | $28.53 | −$184,446.45 | 20,000 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +11,043 | $2.34 | +$25,840.62 | 31,043 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −11,043 | $28.67 | −$316,602.81 | 20,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +6,465 | $0.00 | $0 | 973,973 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +11,043 | $0.00 | $0 | 985,016 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.