Rosenbaum Michael George's Form 4 filing
Guidewire Software, Inc. (GWRE) · filed Sep 19, 2022
- Accession no.
- 0001528396-22-000094
- Filed
- Sep 19, 2022
- Trade date
- Sep 15-19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.75M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenbaum Michael GeorgeCIK 0001784996 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Common Stock | AGrant or awardAcquired | +59,568 | $0.00 | $0 | 185,042 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseAcquired | +7,165 | $0.00 | $0 | 192,207 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseAcquired | +28,894 | $0.00 | $0 | 221,101 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseAcquired | +5,290 | $0.00 | $0 | 226,391 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseAcquired | +2,555 | $0.00 | $0 | 228,946 | Direct | |
| Sep 19, 2022 | Common Stock | SSaleDisposed | −27,786 | $62.82F2 | −$1,745,516.52 | 201,160 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Common Stock | AGrant or awardAcquired | +59,568 | $0.00 | $0 | 59,568 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseDisposed | −7,165 | $0.00 | $0 | 31,949 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseDisposed | −28,894 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseDisposed | −5,290 | $0.00 | $0 | 20,506 | Direct | |
| Sep 15, 2022 | Common Stock | MOption exerciseDisposed | −2,555 | $0.00 | $0 | 10,220 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $62.8190 to $62.8199 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.