King James Winston's Form 4 filing
Guidewire Software, Inc. (GWRE) · filed Mar 15, 2022
- Accession no.
- 0001528396-22-000029
- Filed
- Mar 15, 2022
- Trade date
- Mar 14-15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 6 derivative transactions. Open-market sales total $14.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| King James WinstonCIK 0001586253 | Officer (Chief Admin Officer, Gen Couns) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +275 | $0.00 | $0 | 18,539 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +192 | $0.00 | $0 | 18,731 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +406 | $0.00 | $0 | 19,137 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +325 | $0.00 | $0 | 19,462 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +438 | $0.00 | $0 | 19,900 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +563 | $0.00 | $0 | 20,463 | Direct | |
| Mar 14, 2022 | Common Stock | SSaleDisposed | −163 | $86.56 | −$14,109.28 | 20,300 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −275 | $0.00 | $0 | 550 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −192 | $0.00 | $0 | 1,147 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −406 | $0.00 | $0 | 813 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −325 | $0.00 | $0 | 1,628 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −438 | $0.00 | $0 | 2,625 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −563 | $0.00 | $0 | 5,625 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.