Polelle Michael's Form 4 filing
Guidewire Software, Inc. (GWRE) · filed Dec 17, 2021
- Accession no.
- 0001528396-21-000145
- Filed
- Dec 17, 2021
- Trade date
- Dec 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $86.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Polelle MichaelCIK 0001609633 | Officer (Chief Delivery Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +210 | $0.00 | $0 | 8,038 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +136 | $0.00 | $0 | 8,174 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +312 | $0.00 | $0 | 8,486 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +312 | $0.00 | $0 | 8,798 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +375 | $0.00 | $0 | 9,173 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −769 | $112.98 | −$86,881.62 | 8,404 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −210 | $0.00 | $0 | 634 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −136 | $0.00 | $0 | 956 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −312 | $0.00 | $0 | 938 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −312 | $0.00 | $0 | 2,188 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −375 | $0.00 | $0 | 4,125 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.