King James Winston's Form 4 filing
Guidewire Software, Inc. (GWRE) · filed Dec 17, 2021
- Accession no.
- 0001528396-21-000144
- Filed
- Dec 17, 2021
- Trade date
- Dec 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 6 derivative transactions. Open-market sales total $155.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| King James WinstonCIK 0001586253 | Officer (Chief Admin Officer, Gen Couns) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +273 | $0.00 | $0 | 18,328 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +192 | $0.00 | $0 | 18,520 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +406 | $0.00 | $0 | 18,926 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +326 | $0.00 | $0 | 19,252 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +437 | $0.00 | $0 | 19,689 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +562 | $0.00 | $0 | 20,251 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −1,376 | $112.98 | −$155,460.48 | 18,875 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −273 | $0.00 | $0 | 825 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −192 | $0.00 | $0 | 1,339 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −406 | $0.00 | $0 | 1,219 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −326 | $0.00 | $0 | 1,953 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −437 | $0.00 | $0 | 3,063 | Direct | |
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −562 | $0.00 | $0 | 6,188 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.