Polelle Michael's Form 4 filing
Guidewire Software, Inc. (GWRE) · filed Sep 24, 2021
- Accession no.
- 0001528396-21-000097
- Filed
- Sep 24, 2021
- Trade date
- Sep 15-20, 2021
- Filing delay
- 9 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 10 derivative transactions. Open-market sales total $364.1K. It was filed 9 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Polelle MichaelCIK 0001609633 | Officer (Chief Delivery Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +4,637 | $0.00 | $0 | 10,958 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −1,524 | $115.66F2 | −$176,265.84 | 9,434 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −1,606 | $116.93F3 | −$187,789.58 | 7,828 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −1,100 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −138 | $0.00 | $0 | 1,092 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −313 | $0.00 | $0 | 1,250 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −212 | $0.00 | $0 | 844 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −357 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −230 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −1,043 | $0.00 | $0 | 5,086 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −556 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −313 | $0.00 | $0 | 2,500 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −375 | $0.00 | $0 | 4,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $115.3900 to $116.1100 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $116.5000 to $117.2900 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.