Hung Priscilla's Form 4 filing
Guidewire Software, Inc. (GWRE) · filed Sep 24, 2021
- Accession no.
- 0001528396-21-000096
- Filed
- Sep 24, 2021
- Trade date
- Sep 15-20, 2021
- Filing delay
- 9 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 11 derivative transactions. Open-market sales total $564.4K. It was filed 9 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hung PriscillaCIK 0001557593 | Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +9,751 | $0.00 | $0 | 28,702 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −2,378 | $115.67F2 | −$275,063.26 | 26,324 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −2,473 | $116.98F3 | −$289,291.54 | 23,851 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −475 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −311 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −563 | $0.00 | $0 | 2,250 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −380 | $0.00 | $0 | 1,518 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −651 | $0.00 | $0 | 4,557 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −782 | $0.00 | $0 | 6,250 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −343 | $0.00 | $0 | 2,735 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −1,700 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −938 | $0.00 | $0 | 11,250 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −2,608 | $0.00 | $0 | 12,716 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $115.3900 to $116.2400 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $116.5900 to $117.4000 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.