King James Winston's Form 4 filing
Guidewire Software, Inc. (GWRE) · filed Sep 21, 2021
- Accession no.
- 0001528396-21-000078
- Filed
- Sep 21, 2021
- Trade date
- Sep 15-17, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 11 derivative transactions. Open-market sales total $346.6K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| King James WinstonCIK 0001586253 | Officer (Chief Admin Officer, Gen Couns) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +6,722 | $0.00 | $0 | 23,067 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −2,925 | $118.51F2 | −$346,641.75 | 20,142 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −563 | $0.00 | $0 | 6,750 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −1,500 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −438 | $0.00 | $0 | 3,500 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −192 | $0.00 | $0 | 1,531 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −325 | $0.00 | $0 | 2,279 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −407 | $0.00 | $0 | 1,625 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −275 | $0.00 | $0 | 1,098 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −444 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −291 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −1,565 | $0.00 | $0 | 7,630 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −722 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5021 to $118.5100 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.