Cooper Jeffrey Elliott's Form 4 filing
Guidewire Software, Inc. (GWRE) · filed Sep 21, 2021
- Accession no.
- 0001528396-21-000076
- Filed
- Sep 21, 2021
- Trade date
- Sep 15-17, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 10 derivative transactions. Open-market sales total $315.7K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cooper Jeffrey ElliottCIK 0001805719 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseAcquired | +6,040 | $0.00 | $0 | 25,559 | Direct | |
| Sep 17, 2021 | Common Stock | SSaleDisposed | −2,664 | $118.51F2 | −$315,710.64 | 22,895 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −313 | $0.00 | $0 | 3,750 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −1,804 | $0.00 | $0 | 19,850 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −142 | $0.00 | $0 | 1,130 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −130 | $0.00 | $0 | 912 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −167 | $0.00 | $0 | 0 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −64 | $0.00 | $0 | 253 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −94 | $0.00 | $0 | 375 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −869 | $0.00 | $0 | 4,239 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −687 | $0.00 | $0 | 688 | Direct | |
| Sep 15, 2021 | Common Stock | MOption exerciseDisposed | −1,770 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $118.5044 to $118.5100 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.