Ferguson Jeffrey W.'s Form 4 filing
Carlyle Group Inc. (CG) · filed Aug 13, 2025
- Accession no.
- 0001527166-25-000108
- Filed
- Aug 13, 2025
- Trade date
- Aug 11-12, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $19.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ferguson Jeffrey W.CIK 0001543670 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2025 | Common Stock | SSaleDisposed | −97,394 | $62.37F1 | −$6,074,463.78 | 955,861 | Direct | |
| Aug 12, 2025 | Common Stock | SSaleDisposed | −14,587 | $63.44F2 | −$925,399.28 | 941,274 | Direct | |
| Aug 12, 2025 | Common Stock | SSaleDisposed | −159,536 | $64.20F3 | −$10,242,211.2 | 781,738 | Direct | |
| Aug 12, 2025 | Common Stock | SSaleDisposed | −28,483 | $64.82F4 | −$1,846,268.06 | 753,255 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $62.12 to $62.64, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $62.715 to $63.71, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $63.72 to $64.71, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $64.72 to $64.92, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.