Shaw Timothy's Form 4 filing
Marimed Inc. (MRMD) · filed Oct 30, 2023
- Accession no.
- 0001522767-23-000109
- Filed
- Oct 30, 2023, 5:17 PM ET
- Trade date
- Oct 27, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.7K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaw TimothyCIK 0001866577 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2023 | Common stock | MOption exerciseAcquired | +111,111 | –F1 | – | 8,482,359 | Direct | |
| Oct 27, 2023 | Common stock | SSaleDisposed | −33,272 | $0.321 | −$10,680.31 | 8,449,087 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2023 | Common Stock, par value $.001 per share | MOption exerciseDisposed | −111,111 | $0.00 | $0 | 444,445 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
RSUs convert to shares of common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.