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Flaherty Mark A.'s Form 4 filing

Goldman Sachs Group IncGS · filed Oct 9, 2024

Accession no.
0001520700-24-000004
Filed
Oct 9, 2024
Trade date
Mar 30, 2022-Sep 27, 2024
Filing delay
924 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 11 non-derivative transactions. Open-market purchases total $29.5K. It was filed 924 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Flaherty Mark A.CIK 0001520700Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 30, 2022Common Stock, par value $0.01 per sharePPurchaseAcquired+5.99$339.01F1+$2,030.671,020.99Indirect
Jun 29, 2022Common Stock, par value $0.01 per sharePPurchaseAcquired+6.75$302.34F1+$2,040.81,027.74Indirect
Sep 29, 2022Common Stock, par value $0.01 per sharePPurchaseAcquired+8.65$297.07F1+$2,569.661,036.39Indirect
Dec 29, 2022Common Stock, par value $0.01 per sharePPurchaseAcquired+7.57$342.35F1+$2,591.591,043.96Indirect
Mar 30, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+8.04$324.54F1+$2,609.31,052Indirect
Jun 29, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+8.29$317.26F1+$2,630.091,060.29Indirect
Sep 28, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+9.1$320.36F1+$2,915.281,069.39Indirect
Dec 28, 2023Common Stock, par value $0.01 per sharePPurchaseAcquired+7.65$384.64F1+$2,942.51,077.04Indirect
Mar 28, 2024Common Stock, par value $0.01 per sharePPurchaseAcquired+7.11$416.43F1+$2,960.821,084.15Indirect
Jun 27, 2024Common Stock, par value $0.01 per sharePPurchaseAcquired+6.64$448.74F1+$2,979.631,090.8Indirect
Sep 27, 2024Common Stock, par value $0.01 per sharePPurchaseAcquired+6.56$498.87F1+$3,272.591,097.36Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

These shares were acquired under a discontinued dividend reinvestment program at an unaffiliated broker.

Referenced by the price of 11 transactions in Table I.

Remarks

The amount of profit potentially recoverable from the reported transactions has been remitted to the Issuer.

Read the full filing on SEC EDGAR (opens in a new tab)