Peizer Terren S's Form 4 filing
Biovie Inc. (BIVI) · filed Aug 26, 2022
- Accession no.
- 0001520138-22-000381
- Filed
- Aug 26, 2022, 5:10 PM ET
- Trade date
- Jul 3, 2018-Jun 10, 2021
- Filing delay
- 1,515 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 10 derivative transactions. It was filed 1515 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peizer Terren SCIK 0000904534 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2018 | Common Stock | CConversionAcquired | +1,600,000 | – | – | 1,600,000 | Indirect | |
| Jan 2, 2019 | Common Stock | AGrant or awardAcquired | +1,600 | $0.00 | $0 | 1,601,600 | Direct | |
| Jun 24, 2019 | Common Stock | AGrant or awardAcquired | +1,526,334 | $45.00 | +$68,685,030 | 3,127,934 | Indirect | |
| Sep 24, 2019 | Common Stock | AGrant or awardAcquired | +1,125,000 | – | – | 4,252,934 | Indirect | |
| Jan 2, 2020 | Common Stock | AGrant or awardAcquired | +4,422 | – | – | 4,257,356 | Indirect | |
| Jan 2, 2020 | Common Stock | AGrant or awardAcquired | +1,600 | $0.00 | $0 | 4,258,956 | Direct | |
| Sep 22, 2020 | Common Stock | AGrant or awardAcquired | +5,359,832 | – | – | 9,618,788 | Indirect | |
| Sep 22, 2020 | Common Stock | MOption exerciseAcquired | +1,549,750 | $0.0001 | +$154.98 | 11,168,538 | Indirect | |
| Jun 10, 2021 | Common Stock | AGrant or awardAcquired | +8,361,308 | – | – | 19,529,846 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 3, 2018 | Common Stock | PPurchaseAcquired | +1,600,000 | – | – | 1,600,000 | Indirect | |
| Jul 3, 2018 | Common Stock | PPurchaseAcquired | +1,713,331 | – | – | 1,713,331 | Indirect | |
| Aug 3, 2018 | Common Stock | CConversionDisposed | −1,600,000 | – | – | 0 | Indirect | |
| Jun 24, 2019 | Common Stock | DReturned to the companyDisposed | −1,713,331 | – | – | 0 | Indirect | |
| Sep 24, 2019 | 10% Convertible Debenture due 2020 | AGrant or awardAcquired | – | – | – | – | Indirect | |
| Sep 24, 2019 | Common Stock | AGrant or awardAcquired | +1,250,000 | – | – | 1,250,000 | Indirect | |
| Jul 13, 2020 | Common Stock | AGrant or awardAcquired | +299,750 | – | – | 299,750 | Indirect | |
| Sep 22, 2020 | 10% Convertible Debenture due 2020 | DReturned to the companyDisposed | – | $0.00 | – | 0 | Indirect | |
| Sep 22, 2020 | Common Stock | MOption exerciseDisposed | −1,250,000 | – | – | 0 | Indirect | |
| Sep 22, 2020 | Common Stock | MOption exerciseDisposed | −299,750 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.