Hand Erik D's Form 4/A amendment
AmendedMechanics Bancorp (MCHB) · filed Jul 7, 2023
- Accession no.
- 0001518715-23-000139
- Filed
- Jul 7, 2023
- Trade date
- May 4-5, 2023
- Filing delay
- 64 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 8, 2023
This filing lists 2 non-derivative transactions. Open-market purchases total $25.2K. It was filed 64 days after the trade.
This amendment replaces 0001518715-23-000106 (filed May 8, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hand Erik DCIK 0001813509 | Officer (EVP, Mortgage Lending Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $5.04F1 | +$25,200 | 8,991 | Direct | |
| May 5, 2023 | Common Stock | ILess common codeAcquired | +3,167 | $6.25 | +$19,793.75 | 3,167 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.87 to $5.20, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
Participants in the Company 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
Remarks
This amendment is being filed solely to correct the number of shares owned directly and indirectly by Mr. Hand on May 5, 2023. It was previously reported that Mr. Hand purchased 3,167 shares directly on May 5, 2023, when in fact he purchased these shares indirectly through the 401(k) Plan.