Bergman Artur's Form 4/A amendment
AmendedFastly, Inc. (FSLY) · filed Jun 17, 2022
- Accession no.
- 0001517413-22-000098
- Filed
- Jun 17, 2022
- Trade date
- Feb 17-18, 2022
- Filing delay
- 120 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 22, 2022
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $381.4K. It was filed 120 days after the trade.
This amendment replaces 0001517413-22-000026 (filed Feb 22, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bergman ArturCIK 0001769490 | Director, Officer (Chief Architect, Exec. Chair) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Class A Common Stock | SSaleDisposed | −14,012 | $19.62F2 | −$274,915.44 | 5,879,028 | Direct | |
| Feb 17, 2022 | Class A Common Stock | SSaleDisposed | −5,000 | $20.45F3 | −$102,250 | 5,874,028 | Direct | |
| Feb 17, 2022 | Class A Common Stock | SSaleDisposed | −200 | $21.27 | −$4,254 | 5,873,828 | Direct | |
| Feb 18, 2022 | Class A Common Stock | MOption exerciseAcquired | +896,508 | $1.15 | +$1,030,984.2 | 6,770,336 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 18, 2022 | Class A Common Stock | MOption exerciseDisposed | −896,508 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.17 to $20.16, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.17 to $20.93, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The shares are held by The Artur Bergman Remainder Trust One DTD 5/2/2019, of which the reporting person is the investment advisor.
- F5
The shares are held by The Artur Bergman Remainder Trust Two DTD 5/2/2019, of which the reporting person is the investment advisor.
- F6
The shares are held by The Artur Bergman Remainder Trust Three DTD 5/2/2019, of which the reporting person is the investment advisor.
- F7
The shares are held by The Per Artur Bergman Grantor Retained Annuity Trust No. 1, of which the reporting person is trustee.
- F8
Fully vested.
Remarks
Amendment filed to correct the option exercise date.