Rankin Aaron Edward Frederick's Form 4 filing
Sprout Social, Inc. (SPT) · filed Jan 13, 2023
- Accession no.
- 0001517375-23-000005
- Filed
- Jan 13, 2023
- Trade date
- Jan 11-12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $574.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rankin Aaron Edward FrederickCIK 0001791946 | Director, Officer (Chief Technology Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2023 | Class A Common Stock | CConversionAcquired | +4,500 | $0.00 | $0 | 4,500 | Indirect | |
| Jan 11, 2023 | Class A Common Stock | SSaleDisposed | −4,500 | $55.00 | −$247,500 | 0 | Indirect | |
| Jan 12, 2023 | Class A Common Stock | CConversionAcquired | +5,450 | $0.00 | $0 | 5,450 | Indirect | |
| Jan 12, 2023 | Class A Common Stock | SSaleDisposed | −5,450 | $60.00 | −$327,000 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2023 | Class A Common Stock | CConversionDisposed | −4,500 | $0.00 | $0 | 2,838,055 | Indirect | |
| Jan 12, 2023 | Class A Common Stock | CConversionDisposed | −5,450 | $0.00 | $0 | 2,832,605 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The transactions reported on this form 4 occurred under a 10b5-1 plan.