Rogers John F.W.'s Form 4 filing
Goldman Sachs Group Inc (GS) · filed Nov 8, 2024
- Accession no.
- 0001517277-24-000008
- Filed
- Nov 8, 2024
- Trade date
- Nov 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $3.83M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers John F.W.CIK 0001517277 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −4,931 | $596.08F1 | −$2,939,270.48 | 59,099 | Direct | |
| Nov 6, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,252 | $597.22F2 | −$747,719.44 | 57,847 | Direct | |
| Nov 6, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −233 | $597.66F3 | −$139,254.78 | 57,614 | Direct | |
| Nov 6, 2024 | Common Stock, par value $0.01 per share | GGiftDisposed | −1,700 | $0.00 | $0 | 55,914 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $596.08 per share, at prices ranging from $595.59 to $596.575 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $597.22 per share, at prices ranging from $596.61 to $597.585 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $597.66 per share, at prices ranging from $597.63 to $597.68 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.