Rogers John F.W.'s Form 4 filing
Goldman Sachs Group Inc (GS) · filed May 20, 2024
- Accession no.
- 0001517277-24-000006
- Filed
- May 20, 2024
- Trade date
- May 16, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions. Open-market sales total $6.90M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers John F.W.CIK 0001517277 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,226 | $465.23F1 | −$1,035,601.98 | 70,160 | Direct | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,125 | $465.92F2 | −$990,080 | 68,035 | Direct | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,648 | $467.04F3 | −$1,703,761.92 | 64,387 | Direct | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −357 | $467.83F4 | −$167,015.31 | 64,030 | Direct | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −601 | $465.21F5 | −$279,591.21 | 39,710 | Indirect | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −639 | $465.85F7 | −$297,678.15 | 39,071 | Indirect | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −755 | $467.03F8 | −$352,607.65 | 38,316 | Indirect | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −151 | $467.76F9 | −$70,631.76 | 38,165 | Indirect | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,246 | $465.16F10 | −$579,589.36 | 20,153 | Indirect | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,309 | $465.78F12 | −$609,706.02 | 18,844 | Indirect | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,423 | $466.97F13 | −$664,498.31 | 17,421 | Indirect | |
| May 16, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −314 | $467.82F14 | −$146,895.48 | 17,107 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $465.23 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $465.92 per share, at prices ranging from $465.58 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $467.04 per share, at prices ranging from $466.61 to $467.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $467.83 per share, at prices ranging from $467.62 to $468.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $465.21 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $465.85 per share, at prices ranging from $465.56 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects a weighted average sale price of $467.03 per share, at prices ranging from $466.56 to $467.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects a weighted average sale price of $467.76 per share, at prices ranging from $467.56 to $468.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Reflects a weighted average sale price of $465.16 per share, at prices ranging from $464.52 to $465.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Reflects a weighted average sale price of $465.78 per share, at prices ranging from $465.52 to $466.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Reflects a weighted average sale price of $466.97 per share, at prices ranging from $466.53 to $467.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Reflects a weighted average sale price of $467.82 per share, at prices ranging from $467.55 to $468.22 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.