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Dhillon Punit's Form 4 filing

Skye Bioscience, Inc. (SKYE) · filed Aug 29, 2023

Accession no.
0001516551-23-000062
Filed
Aug 29, 2023, 6:39 PM ET
Trade date
Aug 23-29, 2023
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market purchases total $16.5K. It was filed 6 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001516551-23-000069 (Aug 31, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dhillon PunitCIK 0001425052Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 25, 2023Common StockAGrant or awardAcquired+20,277,414–F2–40,554,828Direct
Aug 23, 2023Common StockLLess common codeAcquired+9,000$0.0118+$106.240,563,828Direct
Aug 28, 2023Common StockLLess common codeAcquired+110,000$0.0171+$1,88140,673,828Direct
Aug 29, 2023Common StockPPurchaseAcquired+881,000$0.0187+$16,474.741,554,828Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 25, 2023Common StockAGrant or awardAcquired+2,253,046$0.00$02,253,046Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)