Cabral Timothy S's Form 4/A amendment
AmendedDoximity, Inc. (DOCS) · filed Feb 5, 2025
- Accession no.
- 0001516513-25-000003
- Filed
- Feb 5, 2025
- Trade date
- Jul 28, 2023
- Filing delay
- 558 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jul 31, 2023
This filing lists 1 non-derivative transaction. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $164.8K. It was filed 558 days after the trade.
This amendment restates part of 0001516513-23-000062 (filed Jul 31, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cabral Timothy SCIK 0001585858 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2023 | Class A Common Stock | SSaleDisposed | −4,714 | $34.96F2 | −$164,801.44 | 5,544 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001516513-23-000062 (filed Jul 31, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2023 | Class A Common Stock | CConversionAcquired | +4,714 | –F1 | – | 14,972 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2023 | Class B Common Stock | MOption exerciseDisposed | −4,714 | $0.00 | $0 | 478,786 | Direct | |
| Jul 28, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,714 | $0.00 | $0 | 4,714 | Direct | |
| Jul 28, 2023 | Class A Common Stock | CConversionDisposed | −4,714 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2022.
- F2
The price represents the weighted-average price of the shares sold in multiple transactions ranging from $34.6750 to $35.2600 per share, inclusive. The Reporting Person undertakes to provide the Issuer, a security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4/A amends and restates in its entirety the original Form 4, filed on July 31, 2023, to remove certain transactions that were erroneously included and did not occur.