Bryson Anna's Form 4 filing
Doximity, Inc. (DOCS) · filed Aug 9, 2024
- Accession no.
- 0001516513-24-000066
- Filed
- Aug 9, 2024
- Trade date
- Aug 8-9, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 8 derivative transactions. Open-market sales total $1.05M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bryson AnnaCIK 0001865395 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Class A Common Stock | CConversionAcquired | +20,942 | –F1 | – | 309,627 | Direct | |
| Aug 9, 2024 | Class A Common Stock | CConversionAcquired | +30,000 | –F1 | – | 339,627 | Direct | |
| Aug 9, 2024 | Class A Common Stock | SSaleDisposed | −30,000 | $35.00 | −$1,050,000 | 309,627 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Class B Common Stock | MOption exerciseDisposed | −3,952 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2024 | Class A Common Stock | MOption exerciseAcquired | +3,952 | $0.00 | $0 | 3,952 | Direct | |
| Aug 8, 2024 | Class B Common Stock | MOption exerciseDisposed | −16,990 | $0.00 | $0 | 0 | Direct | |
| Aug 8, 2024 | Class A Common Stock | MOption exerciseAcquired | +16,990 | $0.00 | $0 | 20,942 | Direct | |
| Aug 8, 2024 | Class A Common Stock | CConversionDisposed | −20,942 | $0.00 | $0 | 0 | Direct | |
| Aug 9, 2024 | Class B Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 607,268 | Direct | |
| Aug 9, 2024 | Class A Common Stock | MOption exerciseAcquired | +30,000 | $0.00 | $0 | 30,000 | Direct | |
| Aug 9, 2024 | Class A Common Stock | CConversionDisposed | −30,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.
Referenced by the price of 2 transactions in Table I.