Bryson Anna's Form 4 filing
Doximity, Inc. (DOCS) · filed Feb 3, 2023
- Accession no.
- 0001516513-23-000003
- Filed
- Feb 3, 2023
- Trade date
- Feb 2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.00M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bryson AnnaCIK 0001865395 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Class A Common Stock | CConversionAcquired | +25,000 | –F1 | – | 129,763 | Direct | |
| Feb 2, 2023 | Class A Common Stock | SSaleDisposed | −25,000 | $40.00 | −$1,000,000 | 104,763 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Class B Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 667,268 | Direct | |
| Feb 2, 2023 | Class A Common Stock | MOption exerciseAcquired | +25,000 | $0.00 | $0 | 25,000 | Direct | |
| Feb 2, 2023 | Class A Common Stock | CConversionDisposed | −25,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.
Referenced by the price of 1 transaction in Table I.