Wong Joseph M's Form 4/A amendment
AmendedArq, Inc. (ARQ) · filed Nov 21, 2023
- Accession no.
- 0001515156-23-000142
- Filed
- Nov 21, 2023
- Trade date
- Nov 15, 2023
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 17, 2023
This filing lists 1 non-derivative transaction. Open-market purchases total $57.5K. It was filed 6 days after the trade.
This amendment replaces 0001515156-23-000138 (filed Nov 17, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wong Joseph MCIK 0001785490 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | PPurchaseAcquired | +25,000 | $2.30 | +$57,500 | 161,913 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The initial Form 4 filed on November 17, 2023 inadvertently listed a transaction code of "A". This amendment corrects the transaction code for this transaction.
- F2
Amount shown is inclusive of subsequent transactions reported on Form 4 filed on November 20, 2023.