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Davies Philip D's Form 4 filing

Vicor Corp (VICR) · filed May 4, 2026

Accession no.
0001512868-26-000004
Filed
May 4, 2026
Trade date
May 1, 2026
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $826.9K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Davies Philip DCIK 0001512868Director, Officer (VP Global Sales & Marketing)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 1, 2026Common StockMOption exerciseAcquired+3,073$30.98+$95,201.544,993Direct
May 1, 2026Common StockSSaleDisposed−100$264.07F2−$26,4074,893Direct
May 1, 2026Common StockSSaleDisposed−400$266.51F3−$106,6044,493Direct
May 1, 2026Common StockSSaleDisposed−800$268.40F4−$214,7203,693Direct
May 1, 2026Common StockSSaleDisposed−1,173$269.39F5−$315,994.472,520Direct
May 1, 2026Common StockSSaleDisposed−200$270.31F6−$54,0622,320Direct
May 1, 2026Common StockSSaleDisposed−200$271.53F7−$54,3062,120Direct
May 1, 2026Common StockSSaleDisposed−100$273.21F8−$27,3212,020Direct
May 1, 2026Common StockSSaleDisposed−100$274.43F9−$27,4431,920Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 1, 2026Common StockMOption exerciseDisposed−3,073$0.00$05,466Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.0700 to $264.0700.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.2200 to $266.9400.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.6900 to $268.6800

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.8100 to $269.7700.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.1100 to $270.5100.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.4400 to $271.6200.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $273.2100 to $273.2100.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.4300 to $274.4300.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)