Rotsztain Diego's Form 4 filing
StoneX Group Inc. (SNEX) · filed Sep 16, 2026
- Accession no.
- 0001511110-26-000012
- Filed
- Sep 16, 2026, 6:01 PM ET
- Trade date
- Sep 14-16, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.45M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rotsztain DiegoCIK 0001511110 | Officer (Chief Governance/Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2026 | Common Stock | MOption exerciseAcquired | +50,625 | $12.26 | +$620,662.5 | 85,495 | Direct | |
| Sep 14, 2026 | Common Stock | SSaleDisposed | −30,327 | $68.83 | −$2,087,474.13 | 55,168 | Direct | |
| Sep 16, 2026 | Common Stock | SSaleDisposed | −20,298 | $67.13 | −$1,362,592.56 | 34,870 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2026 | Common Stock | MOption exerciseDisposed | −50,625 | $0.00 | $0 | 506,250 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.