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Rotsztain Diego's Form 4/A amendment

Amended

StoneX Group Inc. (SNEX) · filed May 20, 2026

Accession no.
0001511110-26-000006
Filed
May 20, 2026
Trade date
May 18-20, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked
Original filed
May 20, 2026

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.78M. It was filed 2 days after the trade.

This amendment replaces 0001511110-26-000003 (filed May 20, 2026).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rotsztain DiegoCIK 0001511110Officer (Chief Governance/Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 18, 2026Common StockMOption exerciseAcquired+33,750$18.39+$620,662.556,997Direct
May 18, 2026Common StockSSaleDisposed−20,054$111.48−$2,235,619.9236,943Direct
May 20, 2026Common StockSSaleDisposed−13,696$112.79−$1,544,771.8423,247Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 18, 2026Common StockMOption exerciseDisposed−33,750$0.00$0405,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)