Rotsztain Diego's Form 4/A amendment
AmendedStoneX Group Inc.SNEX · filed May 20, 2026
- Accession no.
- 0001511110-26-000006
- Filed
- May 20, 2026
- Trade date
- May 18-20, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
- Original filed
- May 20, 2026
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.78M. It was filed 2 days after the trade.
This amendment replaces 0001511110-26-000003 (filed May 20, 2026).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rotsztain DiegoCIK 0001511110 | Officer (Chief Governance/Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2026 | Common Stock | MOption exerciseAcquired | +33,750 | $18.39 | +$620,662.5 | 56,997 | Direct | |
| May 18, 2026 | Common Stock | SSaleDisposed | −20,054 | $111.48F1 | −$2,235,619.92 | 36,943 | Direct | |
| May 20, 2026 | Common Stock | SSaleDisposed | −13,696 | $112.79F1 | −$1,544,771.84 | 23,247 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2026 | Common Stock | MOption exerciseDisposed | −33,750 | $0.00 | $0 | 405,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F2
Amendment filed to correct the Date Exercisable and Expiration Date previously reported on May 20, 2026 due to a scrivener's error. All other information remains unchanged.