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Saba Capital Management, L.P.'s Form 4 filing

Ellsworth Growth & Income Fund Ltd (ECF) · filed Apr 7, 2025

Accession no.
0001510281-25-000190
Filed
Apr 7, 2025, 12:57 PM ET
Trade date
Apr 3-4, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $774.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Saba Capital Management, L.P.CIK 000151028110% Owner
Weinstein BoazCIK 000160823310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 3, 2025Common StockPPurchaseAcquired+33,476$8.88+$297,266.881,478,789Indirect
Apr 4, 2025Common StockPPurchaseAcquired+55,545$8.59+$477,131.551,534,334Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)