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Saba Capital Management, L.P.'s Form 4 filing

Nuveen Multi-Asset Income Fund (NMAI) · filed Jan 14, 2025

Accession no.
0001510281-25-000032
Filed
Jan 14, 2025, 5:43 PM ET
Trade date
Jan 10-13, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $458.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Saba Capital Management, L.P.CIK 000151028110% Owner
Weinstein BoazCIK 000160823310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 10, 2025Common StockSSaleDisposed−13,553$11.90−$161,280.73,409,288Indirect
Jan 13, 2025Common StockSSaleDisposed−25,023$11.88−$297,273.243,384,265Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)