Saba Capital Management, L.P.'s Form 4 filing
Nuveen Multi-Asset Income Fund (NMAI) · filed Oct 15, 2024
- Accession no.
- 0001510281-24-000531
- Filed
- Oct 15, 2024, 10:11 AM ET
- Trade date
- Oct 10-14, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $770.9K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 10, 2024 | Common Stock | SSaleDisposed | −30,358 | $12.90 | −$391,618.2 | 4,272,296 | Indirect | |
| Oct 11, 2024 | Common Stock | SSaleDisposed | −15,528 | $12.90 | −$200,311.2 | 4,256,768 | Indirect | |
| Oct 14, 2024 | Common Stock | SSaleDisposed | −13,819 | $12.95 | −$178,956.05 | 4,242,949 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.