Saba Capital Management, L.P.'s Form 4 filing
BlackRock ESG Capital Allocation Term Trust (ECAT) · filed Feb 15, 2024
- Accession no.
- 0001510281-24-000122
- Filed
- Feb 15, 2024, 5:05 PM ET
- Trade date
- Feb 13-15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $4.77M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | PPurchaseAcquired | +184,717 | $16.76 | +$3,095,856.92 | 26,376,798 | Indirect | |
| Feb 14, 2024 | Common Stock | PPurchaseAcquired | +35,287 | $16.58 | +$585,058.46 | 26,412,085 | Indirect | |
| Feb 15, 2024 | Common Stock | PPurchaseAcquired | +65,034 | $16.68 | +$1,084,767.12 | 26,477,119 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.