Saba Capital Management, L.P.'s Form 4 filing
Saba Capital Income & Opportunities Fund II (SABA) · filed Dec 14, 2023
- Accession no.
- 0001510281-23-000679
- Filed
- Dec 14, 2023, 5:42 PM ET
- Trade date
- Dec 13-14, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $4.61M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | SSaleDisposed | −503,307 | $3.92 | −$1,972,963.44 | 9,580,696 | Indirect | |
| Dec 14, 2023 | Common Stock | SSaleDisposed | −663,400 | $3.97 | −$2,633,698 | 8,917,296 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.