Saba Capital Management, L.P.'s Form 4 filing
BlackRock Technology & Private Equity Term Trust (BTX) · filed Dec 5, 2023
- Accession no.
- 0001510281-23-000599
- Filed
- Dec 5, 2023, 12:56 PM ET
- Trade date
- Dec 1-4, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $4.37M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common Stock | PPurchaseAcquired | +217,175 | $7.36 | +$1,598,408 | 38,741,379 | Indirect | |
| Dec 4, 2023 | Common Stock | PPurchaseAcquired | +375,746 | $7.37 | +$2,769,248.02 | 39,117,125 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.