Saba Capital Management, L.P.'s Form 4/A amendment
AmendedMFS High Yield Municipal Trust (CMU) · filed Nov 13, 2023
- Accession no.
- 0001510281-23-000493
- Filed
- Nov 13, 2023, 3:27 PM ET
- Trade date
- Nov 8, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 9, 2023
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $31.1K. It was filed 5 days after the trade.
This amendment restates part of 0001510281-23-000472 (filed Nov 9, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2023 | Common Stock | ULess common codeDisposed | −856,816 | $3.39 | −$2,904,606.24 | 2,461,868 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001510281-23-000472 (filed Nov 9, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2023 | Common Stock | PPurchaseAcquired | +10,448 | $2.98 | +$31,135.04 | 3,329,132 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.