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Saba Capital Management, L.P.'s Form 4 filing

Nuveen Multi-Asset Income Fund (NMAI) · filed Oct 25, 2023

Accession no.
0001510281-23-000397
Filed
Oct 25, 2023, 5:52 PM ET
Trade date
Oct 24-25, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $821.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Saba Capital Management, L.P.CIK 000151028110% Owner
Weinstein BoazCIK 000160823310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 24, 2023Common StockPPurchaseAcquired+1,463$10.69+$15,639.474,273,872Indirect
Oct 25, 2023Common StockPPurchaseAcquired+75,435$10.68+$805,645.84,349,307Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)