Saba Capital Management, L.P.'s Form 4 filing
Nuveen Multi-Asset Income Fund (NMAI) · filed Sep 11, 2023
- Accession no.
- 0001510281-23-000283
- Filed
- Sep 11, 2023, 8:53 AM ET
- Trade date
- Sep 6-8, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $1.64M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 6, 2023 | Common Stock | PPurchaseAcquired | +41,141 | $11.72 | +$482,172.52 | 3,758,769 | Indirect | |
| Sep 7, 2023 | Common Stock | PPurchaseAcquired | +75,917 | $11.72 | +$889,747.24 | 3,834,686 | Indirect | |
| Sep 8, 2023 | Common Stock | PPurchaseAcquired | +22,738 | $11.77 | +$267,626.26 | 3,857,424 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.