Saba Capital Management, L.P.'s Form 4 filing
BlackRock ESG Capital Allocation Term Trust (ECAT) · filed Aug 29, 2023
- Accession no.
- 0001510281-23-000257
- Filed
- Aug 29, 2023, 7:00 PM ET
- Trade date
- Aug 25-29, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $3.60M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2023 | Common Stock | PPurchaseAcquired | +136,493 | $15.20 | +$2,074,693.6 | 13,824,170 | Indirect | |
| Aug 28, 2023 | Common Stock | PPurchaseAcquired | +6,542 | $15.21 | +$99,503.82 | 13,830,712 | Indirect | |
| Aug 29, 2023 | Common Stock | PPurchaseAcquired | +92,581 | $15.40 | +$1,425,747.4 | 13,923,293 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.