Saba Capital Management, L.P.'s Form 4 filing
Nuveen Core Plus Impact Fund (NPCT) · filed Jul 31, 2023
- Accession no.
- 0001510281-23-000216
- Filed
- Jul 31, 2023, 11:26 AM ET
- Trade date
- Jul 25-28, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $257.3K. Open-market sales total $68.5K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2023 | Common Stock | PPurchaseAcquired | +11 | $10.08 | +$110.88 | 2,928,989 | Indirect | |
| Jul 28, 2023 | Common Stock | PPurchaseAcquired | +6,800 | $10.02 | +$68,136 | 2,935,789 | Indirect | |
| Jul 28, 2023 | Common Stock | SSaleDisposed | −6,800 | $10.07 | −$68,476 | 2,928,989 | Indirect | |
| Jul 25, 2023 | Common Stock | PPurchaseAcquired | +18,870 | $10.02 | +$189,077.4 | 2,928,978 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.