Saba Capital Management, L.P.'s Form 4 filing
PIMCO Dynamic Income Strategy Fund (PDX) · filed May 19, 2023
- Accession no.
- 0001510281-23-000097
- Filed
- May 19, 2023, 3:08 PM ET
- Trade date
- May 17-18, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $1.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 17, 2023 | Common Stock | PPurchaseAcquired | +21,759 | $14.51 | +$315,723.09 | 4,642,382 | Indirect | |
| May 18, 2023 | Common Stock | PPurchaseAcquired | +48,116 | $14.69 | +$706,824.04 | 4,690,498 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.