Saba Capital Management, L.P.'s Form 4 filing
ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) · filed Jan 19, 2023
- Accession no.
- 0001510281-23-000006
- Filed
- Jan 19, 2023, 10:22 AM ET
- Trade date
- Nov 30, 2022-Jan 17, 2023
- Filing delay
- 50 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $459.0K. It was filed 50 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | AGrant or awardAcquired | +17 | $30.43 | +$517.31 | 1,956,697 | Indirect | |
| Jan 17, 2023 | Common Stock | PPurchaseAcquired | +15,372 | $29.86 | +$459,007.92 | 1,972,069 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.