Saba Capital Management, L.P.'s Form 4 filing
ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) · filed Dec 5, 2022
- Accession no.
- 0001510281-22-000236
- Filed
- Dec 5, 2022, 9:43 AM ET
- Trade date
- Dec 2, 2021-Dec 1, 2022
- Filing delay
- 368 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $299.0K. It was filed 368 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001510281-22-000238 (Dec 5, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saba Capital Management, L.P.CIK 0001510281 | 10% Owner |
| Weinstein BoazCIK 0001608233 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Common Stock | PPurchaseAcquired | +80 | $30.22 | +$2,417.6 | 1,781,994 | Indirect | |
| Dec 2, 2021 | Common Stock | PPurchaseAcquired | +9,852 | $30.10 | +$296,545.2 | 1,791,846 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.